3I0-010 ACI Operations Certificate (Exam 17)

3I0-010 ACI Operations Certificate (Exam 17)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • A bond selling at a discount will be selling for:

  • The owner of a convertible bond

  • What risks arise from not receiving the securities purchased or not receiving paym...

  • Which of the following are primary markets?

  • Which of the following institutions is not a cross-border clearing house?

  • If you execute a sale of bonds, and the securities have not been delivered 2 days ...

  • Which interest convention is used in the bond market for GBP?

  • What is a convertible security?

  • All trades, internal and external, should be entered into trade capture systems:

  • Confirmation is a function that can be performed by:

  • Which of the following steps is typical for an interbank FX trade process flow?

  • Why are confirmations necessary?

  • What is the purpose of "internal cash reconciliation"?

  • The trade life cycle of a treasury deal starts with input and ends with:

  • What is the most frequently used settlement process for securities?

  • How are accounting entries USUALLY generated?

  • The organization SWIFT belongs to:

  • If the back office staff receive a trade that is incomplete, which information is ...

  • When would you use a SWIFT message type 103?

  • When do you use a SWIFT message type 202?

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    Quiz Info
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    Feb. 8, 2016, 3:34 a.m.
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    20 questions
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    ACI

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