3I0-012 ACI Dealing Certificate (Exam 17)

3I0-012 ACI Dealing Certificate (Exam 17)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • What is the expression used to describe a genuine error (wrong amount, wrong side,...

  • The Model Code recommends that standard terms and conditions be used in legal docu...

  • For which one of the following disputes is the Chairman and members of the ACI's C...

  • Which one of the following statements about claims is true?

  • What should be done if a broker fails to conclude a transaction at the quoted pric...

  • Which of the following is the best description of a "broken trade"?

  • What is the policy of the Model Code on drugs, alcohol and other substance abuse i...

  • Which of the following statements is true? The repo legal agreement between the tw...

  • Principals who enter into an interest rate swap with the intention of shortly afte...

  • A bank quotes 3-month EUR deposits at 0.45% ¡ª 0.55% to its broker. The broker lif...

  • Where dealing for personal account is allowed, what safeguards to prevent abuse or...

  • Principals are allowed to:

  • What needs to be done in the event that a trade is amended by one or both parties?

  • Management has a specific responsibility to issue guidelines to staff on transacti...

  • You have bought a 93-day US Treasury bill at 5.63%. What is the true yield?

  • When is interest conventionally due on a 3-year interbank EUR deposit?

  • The interest earned on a USD 5,000,000.oo money market deposit for 184 days is USD...

  • The maturity of a straight 3-months deposit falls on Saturday, which happens to be...

  • What is the major difference between a CD and a deposit?

  • What happens when a coupon is paid on bond collateral during the term of a sell/bu...

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    Quiz Info
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    Feb. 8, 2016, 3:34 a.m.
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    20 questions
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    17 views
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