3I0-012 ACI Dealing Certificate (Exam 19)

3I0-012 ACI Dealing Certificate (Exam 19)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • You are the fixed-rate payer in a plain vanilla interest rate swap. If your counte...

  • Extended trading hours and off-premises dealing can involve additional hazards, th...

  • What should be done when a voice broker calls "off" at the very instant the dealer...

  • Where there are shared management responsibilities or where an investment or share...

  • Dealers are authorized to deal:

  • Which of the following statements about "standard settlement instructions" (SSI) i...

  • Which of the following is a Model Code good practice regarding the passing of names?

  • Three of the following non-EU countries have unilaterally adopted the Euro. Which ...

  • Which of the following is not an officially published settlement or reference rate?

  • When a broker needs to switch a name this should be done:

  • Once a prime-broker has matched and accepted a trade, separate confirmations must ...

  • A fixed rate forward/forward non-deliverable deposit/loan transaction, settled in ...

  • Convert 8.25% quoted on a semi-annually compounded money market basis for USD to t...

  • Today's date is Thursday 12th December. What is the spot value date? Assume no ban...

  • Which of the following pays a return in the form of a discount to face value?

  • Which of the following will tend to have the lowest yield?

  • Which of the following market participants would least likely be a user of repo?

  • When quoting the exchange rate between the USD and AUDI which is conventionally th...

  • The buyer of a USD/ARS NDF could be:

  • A forward/forward FX swap:

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    Quiz Info
  • date_range
    Feb. 8, 2016, 3:34 a.m.
    20 questions
    0 completed
    0 takers

  • 3I0-012 ACI Dealing Certificate (Exam 19) QR code