3I0-012 ACI Dealing Certificate (Exam 24)

3I0-012 ACI Dealing Certificate (Exam 24)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • In FX trading a "third party beneficiary" is best described as:

  • If manual trade capture methods are used, when should deals be recorded in systems...

  • Between which departments are clear and structured escalation procedures required ...

  • A bank quotes a spot rate that is verifiably incorrect and deviates substantially ...

  • In foreign exchange markets, the first currency in a currency pair is:

  • Which of the following statements is an incorrect statement in respect of Model Co...

  • What are financial market professionals not explicitly required by the Model Code ...

  • When should confirmations be sent out?

  • In the unforeseen event that a particular maturity date is declared a public holid...

  • What should a dealer say to express his commitment to putting an additional bid or...

  • If making a claim in respect of "use of funds", payments should be settled within ...

  • Which of following terms is not used as an expression for dates other than regular...

  • Which of the following statements with respect to trading and broking ethics throu...

  • The Model Code is clear on "position parking". What does it say?

  • Which of the following statements about Eurodollar deposits is correct?

  • A CD can usually only be issued by what type of institution?

  • If the value of the collateral in a repo has fallen during the term of the transac...

  • Which of the following functions does a to-party repo agent not perform?

  • If 6-month EUR/AUD is quoted at 129/132, which of the following statements is corr...

  • What criteria define a market-maker?

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    Quiz Info
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    Feb. 8, 2016, 3:34 a.m.
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    20 questions
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    11 views
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    ACI

  • 3I0-012 ACI Dealing Certificate (Exam 24) QR code

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