3I0-012 ACI Dealing Certificate (Exam 29)

3I0-012 ACI Dealing Certificate (Exam 29)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • What is the effect of netting?

  • What is a Vostro account?

  • For which of the following reasons is the extension of forward contracts at non-cu...

  • Confirmations must be sent out

  • Where the matter of dealing for personal account is concerned, the Model Code reco...

  • To curb attempted fraud, banks should:

  • Written confirmation is a function that can be done by:

  • Which of following is not true?

  • Which of the following statements is true?

  • Click on the Exhibit Button to view the Formula Sheet. Bank A pays for EURO 5 m at...

  • When you are accepting a stop loss order, you must:

  • Brokers shall not reveal the identity of a counterparty unless:

  • Which of the following statements reflects the Model Code on gambling or betting a...

  • Where answer phone equipment is used for reporting and recording of off-premises t...

  • Gambling or betting amongst market participants has obvious dangers and:

  • Confirmations should be sent out by both counterparties through an efficient and s...

  • Payment and settlement instructions should be passed:

  • The Model Code rules that deals at non-current rates:

  • You quote a price to a broker on EUR 100 million. Your price is hit for EUR 50 mil...

  • You are quoting forward FX prices to a broker subject to finding a counterparly fo...

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  • info
    Quiz Info
  • date_range
    Feb. 8, 2016, 3:34 a.m.
    20 questions
    1 completed
    0 takers

  • 3I0-012 ACI Dealing Certificate (Exam 29) QR code