3I0-012 ACI Dealing Certificate (Exam 32)

3I0-012 ACI Dealing Certificate (Exam 32)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • The organisational structure of market participants should ensure a strict segrega...

  • The Chairman and members of the ACls Committee for Professionalism are ready to as...

  • Where the Committee for Professionalism of the ACI has been notified of a breach o...

  • Where repos or securities lending transactions are entered into, the Model Code re...

  • Where internet trading facilities are established by a bank for a client, the cond...

  • You and a dealer at another bank have an informal bilateral reciprocal arrangement...

  • Management policy on the use of mobile devices by trading sales and settlement sta...

  • When dealing with a fund manager, who will allocate shares in a transaction to his...

  • What is the risk of dealing through an agent with an unknown principal?

  • Which of the following currencies is quoted on an actual/360 basis?

  • From the following GBP deposit rates:1M (31-day) GBP deposits 3.15%2M (61-day) GBP...

  • Which of the following are quoted in terms of a yield-to-maturity?

  • What is the buyers primary risk in a repo?

  • How can material divergences between the value of cash and collateral be managed i...

  • What is the ISO code for the Lebanon pound?

  • A dealer needs to buy USD against SGD. Of the following rates quoted to him, which...

  • You need to buy USD 5,000,000 against GBP and are quoted the following rates concu...

  • Cable is quoted at 1.6075-80 and you say "5 yours!" to the broker. What have you d...

  • You are quoted spot NZD/USD 0.6821-26 and USD/CHF 1.4652-56 at what price can you ...

  • You have quoted a Swiss customer spot USD/CHF as 1.3710-15, but he asks you to quo...

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    Quiz Info
  • date_range
    Feb. 8, 2016, 3:34 a.m.
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    20 questions
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    0 completed
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    13 views
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    0 takers
    folder
    ACI

  • 3I0-012 ACI Dealing Certificate (Exam 32) QR code

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