3I0-012 ACI Dealing Certificate (Exam 34)

3I0-012 ACI Dealing Certificate (Exam 34)

created by Fisher BRink (@fisher) at Feb. 8, 2016
  • You have received a gift from a good friend who also happens to be your USD/YEN br...

  • Brokers should confirm all transactions:

  • Making interest rate swap transactions subject to agreement on documentation:

  • Where dealing through an intermediary with an unidentified principal, the Model Co...

  • You hear from a client of good standing that a major market participant has taken ...

  • You hear from several counterparties that a major market participant has taken maj...

  • Which of the following would not constitute an event of market isruption under the...

  • One of your brokers asks you to buy and sell EUR/USD at the same price net of brok...

  • You have written a EUR/USD knock-in option for a bank counterparty. At 6pm New Yor...

  • When dealing with customers, financial market professionals are advised by the Mod...

  • The Model Code strongly recommends that intra-day oral deal checks should:

  • A 3-month (90-day) USD deposit is 5.5625% and 6-month (180-day) USD deposit is 5.7...

  • A 1-month (30-day) USCP with a race value of USD 5 million is quoted at a rate of ...

  • Which of the following is issued by auction?

  • What type of institution is the typical issuer of bank bills?

  • A CD with a face value of USD 50 million and a coupon of 4.50% was issued at par f...

  • What is the ISO code for the currency of Hungary?

  • 3-month USD/CHF is quoted at 112/110. Interest rates in Switzerland are reduced bu...

  • If a 6-month AUD/NZD swap is quoted 173/165, which of the following statements wou...

  • If you sell USD 3-month forward to a client against EUR, what should you do to hed...

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    Quiz Info
  • date_range
    Feb. 8, 2016, 3:34 a.m.
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    20 questions
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    0 completed
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    8 views
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    ACI

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